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403(b): Beyond The Plan Document

What to Do When the Dust Settles

February 6, 2009

February 6, 2009
Marriott Rocky Hill
Rocky Hill, CT

You’re invited to join us for a complimentary educational seminar where we will explore operational compliance with 403(b). The seminar is co-sponsored by Fiduciary Investment Advisors, LLC, The ANGELL Pension Group, Inc., and Shipman & Goodwin LLP.

Workshop 1
Steps for Legal Compliance from the Lawyer
Richard Cohen, Esq. of Shipman & Goodwin LLP will discuss the steps to ensure that you have a working legal plan document.

Workshop 2
Real World Compliance from the TPA
Jeffrey Bauer, President of the ANGELL Pension Group, Inc. will discuss practicalities beyond the document itself from the TPA’s perspective.

Workshop 3
Fiduciary Roles & Responsibilities from the Investment Advisor
Michael E. Goss, Executive Vice President of Fiduciary Investment Advisors, LLC (FIA) will discuss the issues as we move into 2009 from the perspective of an investment advisor.

Coffee and a light breakfast will be served.

Registration & Breakfast                 8:00 a.m. - 8:30 a.m.

Workshop 1                                   8:30 a.m. - 9:15 a.m.

Workshop 2                                   9:15 a.m. - 10:00 a.m.

Break                                          10:00 a.m. - 10:15 a.m.

Workshop 3                                  10:15 a.m. - 10:45 a.m.

Q&A                                             10:45a.m. - 11:00 a.m.

On-site parking is available. For complete directions to the seminar, please download the pdf above.

Related File(s)

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